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PECB ISO-22301-Lead-Implementer ISO 22301 Lead Implementer Certification Exam Exam Practice Test

ISO 22301 Lead Implementer Certification Exam Questions and Answers

Question 1

Scenario:

Teleconn, a UK-based telecommunications provider, initiated a BCMS based on ISO 22301 to ensure reliable and consistent services. To monitor the BCMS’s performance, the internal audit function was outsourced to a company specializing in auditing services. The outsourced internal auditor was given unrestricted access to employees and documented information necessary for an effective audit.

According to Scenario 6, based on management reviews, the top management decided to establish new performance indicators to measure the effectiveness of the updated controls, including real-time monitoring of network stability and incident response times. What did the top management determine in this case?

Options:

A.

Management review resources

B.

Management review inputs

C.

Management review outputs

Question 2

Scenario:

NexTech Innovations, a dynamic tech startup located in Seoul, South Korea, is renowned for its advancements in artificial intelligence and robotics. Serving a global clientele, NexTech encountered a sudden obstacle when a critical supplier abruptly ceased operations, disrupting their supply chain and threatening their ability to deliver products on schedule. Recognizing the need for resilience, NexTech initiated the implementation of a robust business continuity management system (BCMS) based on ISO 22301.

NexTech's top management established a project team of five members and appointed Rebecca, the lead operations manager, as the project manager. The BCM team was tasked with the effective implementation of the BCMS in line with ISO 22301 requirements. Rebecca worked with the top management to analyze the internal context of the company to define the BCMS scope, focusing on assessing and determining who is responsible for coordinating and managing activities at different organizational levels.

The project team divided the implementation project into smaller tasks, identifying the personnel, equipment, and materials needed for each. Rebecca personally handled resource allocation to implement and support the BCMS. Meanwhile, the top management ensured active involvement and commitment at all levels of the organization to enhance the BCMS's effectiveness.

Rebecca and the team drafted and published the business continuity policy on the company’s website. However, some employees found the technical jargon challenging to understand, so comprehensive training sessions were held to address this issue. These measures strengthened NexTech’s resilience and enhanced client trust by proactively addressing potential disruptions.

To understand the internal context of NexTech, Rebecca and the top management focused on analyzing who coordinates and manages the activities of the company. Which level of the company did they consider in this case?

Options:

A.

Strategic level

B.

Steering level

C.

Operational level

Question 3

Scenario:

Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's database systems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.

Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.

After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.

Following these events, Prebank decided to change its strategy and procedures to prioritize businesscontinuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.

After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents, such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.

The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.

Which of the following statements regarding disaster recovery is correct?

Options:

A.

It minimizes operational downtime.

B.

It minimizes ineffective system function.

C.

It ensures effective communication during a disaster.

Question 4

An organization is trying to establish maturity targets for its existing processes. It is concluded that while some processes are implemented case by case, there is no standardized method for executing them. What maturity level does this indicate?

Options:

A.

Initial

B.

Managed

C.

Defined

Question 5

Scenario:

Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's databasesystems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.

Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.

After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.

Following these events, Prebank decided to change its strategy and procedures to prioritize business continuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.

After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents, such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.

The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.

BCMS implementation helped Prebank to absorb and adapt in a changing environment. What is this ability known as?

Options:

A.

Emergency preparedness

B.

Organizational resilience

C.

Risk control

Question 6

Scenario:

IHost is a web hosting company with more than 350 clients. Recently, its main office was struck by lightning, resulting in a fire that destroyed IHost's network infrastructure. Yet, no service interruption occurred because the company had a fully capable and ready-to-operate site, which ensured 100% availability of the services.

Which business continuity strategy has IHost used?

Options:

A.

Reciprocal agreement

B.

Hot site

C.

Rebuild and restoration

Question 7

Scenario:

Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's database systems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.

Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.

After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.

Following these events, Prebank decided to change its strategy and procedures to prioritize business continuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.

After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents, such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.

The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.

Prebank’s main focus was to address the root cause of disruptions to improve business continuity. Does this align with best practices?

Options:

A.

No, best practices in business continuity emphasize the impact of disruptions more than their underlying causes.

B.

No, best practices advocate for a holistic approach that considers both the impact and root causes of disruptions for effective business continuity planning.

C.

Yes, addressing the root causes allows for proactive management of potential risks and enhances resilience against future disruptions.

Question 8

Scenario:

Alex, the project manager of the BCMS implementation project at Company ZY, developed a process to identify the required resources for establishing the BCMS. He discovered that the company lacked a well-integrated communication and information system and also needed additional office space to accommodate new hires.

What resources did the company need?

Options:

A.

Equipment and financial resources

B.

Infrastructure and logistic resources

C.

Human and equipment resources

Question 9

What is a disadvantage to appointing an employee of the organization as project manager for the implementation of the BCMS?

Options:

A.

Might require a trial-and-error approach.

B.

Might be seen as a threat by the employees.

C.

Might be limited to unforeseen circumstances.

Question 10

Based on ISO 22301, who is responsible for assigning the roles and responsibilities related to the BCMS implementation within the organization?

Options:

A.

Business continuity management team

B.

Business continuity manager

C.

Top management

Question 11

Scenario:

Headquartered in Sri Lanka, Operons Inc. is a freight forwarding company that adopted a BCMS aligned with ISO 22301. Prior to the certification audit, Operons Inc. measured gaps between their BCMS and the standard's requirements to ensure compliance. The certification body was contracted to conduct the audit, and a biased auditor from a previous ISO 9001 audit was replaced upon request. During the audit, two minor nonconformities were identified, and the audit team issued a recommendation for certification.

Based on Scenario 8, Operons Inc. contracted the same certification body that had conducted the ISO 9001 audit and requested more information about the competence and skills of the audit team. Is this acceptable?

Options:

A.

No, the same certification body cannot be contracted to audit two management systems in the same organization.

B.

No, the auditee cannot ask about the competence and skills of the audit team; that is the responsibility of the certification body.

C.

Yes, competence and skills of the audit team are among the main criteria in selecting a certification body.

Question 12

Which of the following is NOT a necessary component of a nonconformity report?

Options:

A.

A description of the requirements for which the nonconformity was detected.

B.

A description of the observed nonconformity.

C.

The date and time of the nonconformity occurrence.

Question 13

For which type of organizations is the standby arrangement approach appropriate when developing the BCM strategy?

Options:

A.

Organizations that operate in more than one site since they can accommodate additional operations on short notice.

B.

Organizations that operate in the service and manufacturing industry, which are predominantly people-intensive.

C.

Organizations that have limited resources to maintain the standard level of delivery following an incident.

Question 14

Scenario:

Headquartered in Sri Lanka, Operons Inc. is a freight forwarding company that adopted a BCMS aligned with ISO 22301. Prior to the certification audit, Operons Inc. measured gaps between their BCMS and the standard's requirements to ensure compliance. The certification body was contracted to conduct the audit, and a biased auditor from a previous ISO 9001 audit was replaced upon request. During the audit, two minor nonconformities were identified, and the audit team issued a recommendation for certification.

The top management determined the time required to plan and accomplish the audit activities, and they agreed that the audit activities should be completed within two weeks. Is this acceptable?

Options:

A.

No, the certification body determines the time required to plan and accomplish the audit activities.

B.

No, the external audit activities for a BCMS must take more than two weeks to be completed.

C.

Yes, the top management must determine the audit time, usually no more than two weeks, for the completion of audit activities.

Question 15

Which of the following is considered an external BCMS change factor?

Options:

A.

New products and services

B.

Budget and resources

C.

Vendors

Question 16

Which of the following can be used as a performance indicator to evaluate the performance of the BCMS?

Options:

A.

The number of employees in the organization.

B.

The average cost of a disruption.

C.

The percentage of the assets damaged within a timeframe.

Question 17

What does ISO 22313 provide?

Options:

A.

Guidance and recommendations to continue the delivery of products and services at an acceptable capacity during a business disruption.

B.

Specific requirements for the planning, establishment, implementation, and monitoring of the BCMS.

C.

Requirements for bodies providing audit and certification of BCMS.

Question 18

Scenario:

Teleconn, a UK-based telecommunications provider, initiated a BCMS based on ISO 22301 to ensure reliable and consistent services. To monitor the BCMS’s performance, the internal audit function was outsourced to a company specializing in auditing services. The outsourced internal auditor was given unrestricted access to employees and documented information necessary for an effective audit.

Based on Scenario 6, the top management planned to conduct management reviews every three months. Is this compliant with ISO 22301?

Options:

A.

Yes, ISO 22301 does not provide any specific requirements regarding the frequency of management reviews.

B.

Yes, ISO 22301 requires organizations to conduct management reviews every three months.

C.

No, ISO 22301 requires organizations to conduct management reviews every six months.

Question 19

Scenario:

Marketiser, a marketing company in Florida specializing in branding, advertising, market research, and design services, primarily serves small and medium-sized enterprises. After a devastating hurricane caused severe flooding and rendered its office unusable, Marketiser decided to implement a BCMS based on ISO 22301 to handle such disruptions.

The company formed a project team of four members from various departments and appointed Danielle as the project manager. Danielle conducted a comprehensive business impact analysis (BIA) focusing on activities related to data loss and backup recovery, recognizing the critical importance of safeguarding digital assets. She set specific recovery objectives, including a one-day recovery point objective (RPO) and a two-day recovery time objective (RTO).

Based on the BIA outcomes, the team chose a business continuity strategy that involved relocating preconfigured trailers with essential hardware and connectivity to an alternate site. Considering Marketiser's vulnerability to hurricanes, the strategy allowed swift activation and relocation with minimal lead time. To validate their strategy, Danielle and the team conducted real-time recovery exercises, testing their ability to restore data and resume critical operations within the defined RTO.

Marketiser's business continuity process is illustrated in Scenario 5. Is this process compliant with ISO 22301?

Options:

A.

No, according to ISO 22301, business continuity plans and procedures must be based on the selected business continuity strategies and solutions.

B.

No, according to ISO 22301, business continuity plans and procedures are input to BIA and business continuity strategy.

C.

Yes, according to ISO 22301, business continuity strategy is selected based on the business continuity plans and procedures.

Question 20

What is the primary objective of a business impact analysis (BIA) within a BCMS?

Options:

A.

To establish roles and responsibilities within the organization.

B.

To identify and assess the impact of disruptions on critical business operations.

C.

To document the organization's business continuity policy.

Question 21

What benefit can an organization obtain from a BCMS, from a business perspective?

Options:

A.

Reducing direct and indirect costs of disruptions.

B.

Creating a competitive advantage.

C.

Providing confidence in the organization’s ability to succeed.

Question 22

Which system is primarily focused on managing documented information throughout its life cycle, including creation, storage, retrieval, and versioning?

Options:

A.

Content management system (CMS)

B.

Electronic document management system (EDMS)

C.

Records management application (RMA)

Question 23

What is one of the advantages of measurement and monitoring in the context of a BCMS, among others?

Options:

A.

Verifying compliance with all industry laws and best practices.

B.

Implementing controls to ensure the realization of processes.

C.

Both A and B.

Question 24

What is the purpose of an audit follow-up?

Options:

A.

To confirm the conformity and effectiveness of the management system.

B.

To evaluate the actions taken to correct the detected nonconformities during the audit.

C.

To review internal audit results and management review results.