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OCEG GRCA GRC Auditor Certification Exam Exam Practice Test

Demo: 13 questions
Total 45 questions

GRC Auditor Certification Exam Questions and Answers

Question 1

Which of these is defined as "externally directing, controlling and evaluating an entity, process or resource"

Options:

A.

Governance

B.

Assurance

C.

Management

Question 2

What level of assurance is required for an assessment?

Options:

A.

Medium

B.

High

C.

Low

D.

An assessment may target any level of assurance. The key is to define this level prior to setting the purpose and parameters.

Question 3

When planning an Assessment, it is important to

Options:

A.

INCLUDE the personnel who perform the work being assessed. They will help to inform Assessment staff and help to adjust parameters if necessary.

B.

NOT include the personnel who perform the work being assessed. They will pollute the process.

Question 4

When writing a complete recommendation it is important to include

Options:

A.

Recommendation with suggested or mandatory requirements to comply with to fix the problem

B.

General comments about how to fix the problem

Question 5

Reasonable assurance is a...

Options:

A.

low level of assurance

B.

medium level of assurance

C.

high level of assurance

Question 6

The two kinds of PROACTIVE controls are

Options:

A.

training and education

B.

promoting and preventive

C.

access and system

Question 7

Which one of these is most associated with a "measure of how well we are meeting obligations"

Options:

A.

Performance

B.

Risk

C.

Compliance

Question 8

Being "effective" is best defined as

Options:

A.

Design Effectiveness and Operating Effectiveness

B.

High performance

C.

Getting the job done right

Question 9

Producing Value and Protecting Value are trade-offs. You CANNOT do both at the same time. *

Options:

A.

True

B.

False

Question 10

Which of these sources of evidence is MOST LIKELY to be MOST OBJECTIVE?

Options:

A.

Vocalized statements by the process owner

B.

Written report by an assurance professional

C.

Written report by the process owner

Question 11

Which of the following is defined as "a measure of the desirable effect of uncertainty on objectives?

Options:

A.

Risk

B.

Compliance

C.

Reward

Question 12

Follow up should be restricted to the recommendations and action plan

Options:

A.

True. Only follow-up on planned actions and controls.

B.

False. Follow-Up should target the underlying risk. If the planned actions and controls are working, then the follow-up should identify and recommend changes.

Question 13

The key steps in the Assessment Process are

Options:

A.

Select, Assess, Monitor and Improve

B.

Plan, Perform, Report and Follow-Up

Demo: 13 questions
Total 45 questions