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IAPP AIGP Artificial Intelligence Governance Professional Exam Practice Test

Demo: 30 questions
Total 100 questions

Artificial Intelligence Governance Professional Questions and Answers

Question 1

According to the EU Al Act, providers of what kind of machine learning systems will be required to register with an EU oversight agency before placing their systems in the EU market?

Options:

A.

Al systems that are harmful based on a legal risk-utility calculation.

B.

Al systems that are "strong" general intelligence.

C.

Al systems trained on sensitive personal data.

D.

Al systems that are high-risk.

Question 2

A US company has developed an Al system, CrimeBuster 9619, that collects information about incarcerated individuals to help parole boards predict whether someone is likely to commit another crime if released from prison.

When considering expanding to the EU market, this type of technology would?

Options:

A.

Require the company to register the tool with the EU database.

B.

Be subject approval by the relevant EU authority.

C.

Require a detailed conformity assessment.

D.

Be banned under the EU Al Act.

Question 3

Which of the following most encourages accountability over Al systems?

Options:

A.

Determining the business objective and success criteria for the Al project.

B.

Performing due diligence on third-party Al training and testing data.

C.

Defining the roles and responsibilities of Al stakeholders.

D.

Understanding Al legal and regulatory requirements.

Question 4

Each of the following actors are typically engaged in the Al development life cycle EXCEPT?

Options:

A.

Data architects.

B.

Government regulators.

C.

Socio-cultural and technical experts.

D.

Legal and privacy governance experts.

Question 5

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

What is the best reason for GVC to offer students the choice to utilize generative Al in limited, defined circumstances?

Options:

A.

Toenable students to learn how to manage their time.

B.

Toenable students to learn about performing research.

C.

Toenable students to learn about practical applications of Al.

D.

Toenable students to learn how to use Al as a supportive

educational tool.

Question 6

An EU bank intends to launch a multi-modal Al platform for customer engagement and automated decision-making assist with the opening of bank accounts. The platform has been subject to thorough risk assessments and testing, where it proves to be effective in not discriminating against any individual on the basis of a protected class.

What additional obligations must the bank fulfill prior to deployment?

Options:

A.

The bank must obtain explicit consent from users under the privacy Directive.

B.

The bank must disclose how the Al system works under the Ell Digital Services Act.

C.

The bank must subject the Al system an adequacy decision and publish its appropriate safeguards.

D.

The bank must disclose the use of the Al system and implement suitable measures for users to contest automated decision-making.

Question 7

Which of the following is an example of a high-risk application under the EU Al Act?

Options:

A.

A resume scanning tool that ranks applicants.

B.

An Al-enabled inventory management tool.

C.

A government-run social scoring tool.

D.

A customer service chatbot tool.

Question 8

What is the 1956 Dartmouth summer research project on Al best known as?

Options:

A.

A meeting focused on the impacts of the launch of the first mass-produced computer.

B.

A research project on the impacts of technology on society.

C.

A research project to create a test for machine intelligence.

D.

A meeting focused on the founding of the Al field.

Question 9

A company developed Al technology that can analyze text, video, images and sound to tag content, including the names of animals, humans and objects.

What type of Al is this technology classified as?

Options:

A.

Deductive inference.

B.

Multi-modal model.

C.

Transformative Al.

D.

Expert system.

Question 10

A Canadian company is developing an Al solution to evaluate candidates in the course of job interviews.

Before offering the Al solution in the EU market, the company must take all of the following steps EXCEPT?

Options:

A.

Register the Al solution in a public EU database.

B.

Establish a risk and quality management system.

C.

Engage a third-party auditor to perform a bias audit.

D.

Draw up technical documentation and instructions for use.

Question 11

All of the following may be permissible uses of an Al system under the EU Al Act EXCEPT?

Options:

A.

To detect an individual's intent for law enforcement purposes.

B.

To promote equitable distribution of welfare benefits.

C.

To implement social scoring.

D.

To manage border control.

Question 12

CASE STUDY

Please use the following answer the next question:

XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company's product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team's goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization's operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

The frameworks that would be most appropriate for XYZ's governance needs would be the NIST Al Risk Management Framework and?

Options:

A.

NIST Information Security Risk (NIST SP 800-39).

B.

NIST Cyber Security Risk Management Framework (CSF 2.0).

C.

IEEE Ethical System Design Risk Management Framework (IEEE 7000-21).

D.

Human Rights, Democracy, and Rule of Law Impact Assessment (HUDERIA).

Question 13

Which of the following disclosures is NOT required for an EU organization that developed and deployed a high-risk Al system?

Options:

A.

The human oversight measures employed.

B.

How an individual may contest a decision.

C.

The location(s) where data is stored.

D.

The fact that an Al system is being used.

Question 14

According to the Singapore Model Al Governance Framework, all of the following are recommended measures to promote the responsible use of Al EXCEPT?

Options:

A.

Determining the level of human involvement in algorithmic decision-making.

B.

Adapting the existing governance structure algorithmic decision-making.

C.

Employing human-over-the-loop protocols for high-risk systems.

D.

Establishing communications and collaboration among stakeholders.

Question 15

What is the primary reason the EU is considering updates to its Product Liability Directive?

Options:

A.

To increase the minimum warranty level for defective goods.

B.

To define new liability exemptions for defective products.

C.

Address digital services and connected products.

D.

Address free and open-source software.

Question 16

You are part of your organization’s ML engineering team and notice that the accuracy of a model that was recently deployed into production is deteriorating.

What is the best first step address this?

Options:

A.

Replace the model with a previous version.

B.

Conduct champion/challenger testing.

C.

Perform an audit of the model.

D.

Run red-teaming exercises.

Question 17

What is the best reason for a company adopt a policy that prohibits the use of generative Al?

Options:

A.

Avoid using technology that cannot be monetized.

B.

Avoid needing to identify and hire qualified resources.

C.

Avoid the time necessary to train employees on acceptable use.

D.

Avoid accidental disclosure to its confidential and proprietary information.

Question 18

When monitoring the functional performance of a model that has been deployed into production, all of the following are concerns EXCEPT?

Options:

A.

Feature drift.

B.

System cost.

C.

Model drift.

D.

Data loss.

Question 19

Which of the following deployments of generative Al best respects intellectual property rights?

Options:

A.

The system produces content that is modified to closely resemble copyrightedwork.

B.

The system categorizes and applies filters to content based on licensing terms.

C.

The system provides attribution to creators of publicly available information.

D.

The system produces content that includes trademarks and copyrights.

Question 20

Which type of existing assessment could best be leveraged to create an Al impact assessment?

Options:

A.

A safety impact assessment.

B.

A privacy impact assessment.

C.

A security impact assessment.

D.

An environmental impact assessment.

Question 21

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

In the design phase, what is the most important step for the healthcare network to take when mapping its existing data to the clinical research partner data?

Options:

A.

Apply privacy-enhancing technologies to the data.

B.

Identify fits and gaps in the combined data.

C.

Ensure the data is labeled and formatted.

D.

Evaluate the country of origin of the data.

Question 22

Which of the following Al uses is best described as human-centric?

Options:

A.

Pattern recognition algorithms are used to improve the accuracy of weather predictions, which benefits many industries and everyday life.

B.

Autonomous robots are used to move products within a warehouse, allowing human workers to reduce physical strain and alleviate monotony.

C.

Machine learning is used for demand forecasting and inventory management, ensuring that consumers can find products they want when they want them.

D.

Virtual assistants are used adapt educational content and teaching methods to individuals, offering personalized recommendations based on ability and needs.

Question 23

The White House Executive Order from November 2023 requires companies that develop dual-use foundation models to provide reports to the federal government about all of the following EXCEPT?

Options:

A.

Any current training or development of dual-use foundation models.

B.

The results of red-team testing of each dual-use foundation model.

C.

Any environmental impact study for each dual-use foundation model.

D.

The physical and cybersecurity protection measures of their dual-use foundation models.

Question 24

You are an engineer that developed an Al-based ad recommendation tool.

Which of the following should be monitored to evaluate the tool’s effectiveness?

Options:

A.

Output data, assess the delta between the prediction and actual ad clicks.

B.

Algorithmic patterns, to show the model has a high degree of accuracy.

C.

Input data, to ensure the ads are reaching the target audience.

D.

GPU performance, to evaluate the tool's robustness.

Question 25

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

Which Al risk would NOT have been identified during the procurement process based on the categories of information requested by the third-party consultant?

Options:

A.

Security.

B.

Accuracy.

C.

Explainability.

D.

Discrimination.

Question 26

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

In the design phase, which of the following steps is most important in gathering the data from the clinical research partner?

Options:

A.

Perform a privacy impact assessment.

B.

Combine only anonymized data.

C.

Segregate the data sets.

D.

Review the terms of use.

Question 27

All of the following are reasons to deploy a challenger Al model in addition a champion Al model EXCEPT to?

Options:

A.

Provide a framework to consider alternatives to the champion model.

B.

Automate real-time monitoring of the champion model.

C.

Perform testing on the champion model.

D.

Retrain the champion model.

Question 28

All of the following are elements of establishing a global Al governance infrastructure EXCEPT?

Options:

A.

Providing training to foster a culture that promotes ethical behavior.

B.

Creating policies and procedures to manage third-partyrisk.

C.

Understanding differences in norms across countries.

D.

Publicly disclosing ethical principles.

Question 29

You are a privacy program manager at a large e-commerce company that uses an Al tool to deliver personalized product recommendations based on visitors' personal information that has been collected from the company website, the chatbot and public data the company has scraped from social media.

A user submits a data access request under an applicable U.S. state privacy law, specifically seeking a copy of their personal data, including information used to create their profile for product recommendations.

What is the most challenging aspect of managing this request?

Options:

A.

Some of the visitor's data is synthetic data that the company does not have to provide to the data subject.

B.

The data subject's data is structured data that can be searched, compiled and reviewed only by an automated tool.

C.

The data subject is not entitled to receive a copy of their data because some of it was scraped from public sources.

D.

Some of the data subject's data is unstructured data and you cannot untangle it from the other data, including information about other individuals.

Question 30

After completing model testing and validation, which of the following is the most important step that an organization takes prior to deploying the model into production?

Options:

A.

Perform a readiness assessment.

B.

Define a model-validation methodology.

C.

Document maintenance teams and processes.

D.

Identify known edge cases to monitor post-deployment.

Demo: 30 questions
Total 100 questions